ADVA Optical Networking SE: Correction of a notification of Major Holdings published on 18.07.2016

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ADVA Optical Networking SE / ADVA Optical Networking SE: Correction of a notification of Major Holdings published on 18.07.2016 . Processed and transmitted by NASDAQ OMX Corporate Solutions. The issuer is solely responsible for the content of this ...

ADVA Optical Networking SE / ADVA Optical Networking SE: Correction of a notification of Major Holdings published on 18.07.2016 . Processed and transmitted by NASDAQ OMX Corporate Solutions. The issuer is solely responsible for the content of this announcement.

     Notification of Major Holdings

or

Correction of a notification of Major Holdings published on 18.07.2016

1. Details of issuer (name, address)

ADVA Optical Networking SE, Märzenquelle 1-3, 98617 Meiningen-Dreißigacker, Germany

2. Reason for notification (multiple reasons possible)

X  Acquisition/disposal of shares with voting rights

    Acquisition/disposal of instruments

    Change of breakdown of voting rights

    Other reason:

3. Details of person subject to the notification obligation

Name:

Deutsche Asset Management Investment GmbH
City and country of registered office (if applicable):

Frankfurt, Germany
   
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.

     

5. Date on which threshold was crossed or reached: 11.07.2016

6. Total positions
  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments
(total of 7.b.1 + 7.b.2)
total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation 4.996% 0.46% 5.46% 49381384
Previous notification (if applicable) 5.71% N/A% N/A%  




7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
direct

(Sec. 21 WpHG)
indirect

(Sec. 22 WpHG)
direct

(Sec. 21 WpHG)
indirect

(Sec. 22 WpHG)
DE0005103006   2467168 % 4.996%
          %      %
Total 2467168 4.996%

b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG (please use annex in case of more than 3 instruments)
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
         
                             %
                             %
    Total    

b.2 Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG (please use annex in case of more than 3 instruments)
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Put Option (Short) 15-Jul-2016 Anytime Physical 226000 0.46%
                                   %
                                   %
      Total 226000 0.46%

8. Information in relation to the person subject to the notification obligation (please tick the applicable box):

 

X Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity (please use annex in case of more than 4 undertakings; in this case please always provide only to BaFin also an organizational chart accompanying your notification):

 
Name % of voting rights
(if at least held 3% or more)
% of voting rights through instruments
(if at least held 5% or more)
Total of both
(if at least held 5% or more)
           %      %      %
           %      %      %
           %      %      %
           %      %      %

9. In case of proxy voting according to § 22 Abs. 3 WpHG

Date of general meeting:      

Holding position after general meeting:       % (equals       voting rights)




This announcement is distributed by NASDAQ OMX Corporate Solutions on behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: ADVA Optical Networking SE via Globenewswire

HUG#2029735

Source(s) : ADVA Optical Networking SE

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