ADVA Optical Networking SE / ADVA Optical Networking SE: Voting Rights . Processed and transmitted by NASDAQ OMX Corporate Solutions. The issuer is solely responsible for the content of this announcement.
| X Notification of Major Holdings or Correction of a notification of Major Holding published on (date of publication) |
| 1. Details of issuer (name, address) ADVA Optical Networking SE, Märzenquelle 1-3, 98617 Meiningen-Dreißigacker, Germany |
| 2. Reason for notification (multiple reasons possible) X Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: |
3. Details of person subject to the notification obligation
| Name: Deutsche Asset Management Investment GmbH | City and country of registered office (if applicable): Frankfurt, Germany |
| 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. |
| 5. Date on which threshold was crossed or reached: 11.07.2016 |
| 6. Total positions | ||||
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
| Resulting situation | 4.996% | 0.46% | 5.46% | 49381384 |
| Previous notification (if applicable) | 5.71% | N/A% | N/A% | |
7. Notified details of the resulting situation | ||||
| a. Voting rights attached to shares (Sec.s 21, 22 WpHG) | ||||
| ISIN | absolute | in % | ||
| direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | |
| DE0005103006 | 2467168 | % | 4.996% | |
| % | % | |||
| Total | | 4.996% | ||
| b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG (please use annex in case of more than 3 instruments) | ||||
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 2,680,750 | 5.43% |
| % | ||||
| % | ||||
| Total | 2,680,750 | 5.43% | ||
| b.2 Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG (please use annex in case of more than 3 instruments) | |||||
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Put Option (Short) | 15-Jul-2016 | Anytime | Physical | 226000 | 0.46% |
| % | |||||
| % | |||||
| Total | 226000 | 0.46% | |||
| 8. Information in relation to the person subject to the notification obligation (please tick the applicable box): X Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity (please use annex in case of more than 4 undertakings; in this case please always provide only to BaFin also an organizational chart accompanying your notification): | |||
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| % | % | % | |
| % | % | % | |
| % | % | % | |
| % | % | % | |
| 9. In case of proxy voting according to § 22 Abs. 3 WpHG Date of general meeting: Holding position after general meeting: % (equals voting rights) |
Attachment to (please tick the applicable box)
II.7.b.1. (fill in the sums into the standard form)
| 7.b.1. Instrumente i.S.d. Sec. 25 para. 1 No. 1 WpHG (attachment can be extended) | ||||
| Type of instrument | Voting rights absolute | Voting rights in % | Expiration or maturity date | Exercise or conversion period |
| % | ||||
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II.7.b.2. (fill in the sums into the standard form)
| 7.b.2. Instrumente i.S.d. Sec. 25 Abs. 1 No. 2 WpHG (attachment can be extended) | |||||
| Type of instrument | Voting rights absolute | Voting rights in % | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement |
| % | |||||
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X II.8. (Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity; attachment can be extended)
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| % | % | % | |
| Morgan Stanley | % | % | % |
| MSDW Offshore Equity Services Inc. | |||
| Fundlogic SAS | |||
| Morgan Stanley | |||
| Morgan Stanley International Holdings Inc. | |||
| Morgan Stanley International Limited | |||
| Morgan Stanley UK Group | |||
| Morgan Stanley Investments (UK) | |||
| Morgan Stanley & Co. International plc | 5,39% | 5,39% | |
| Morgan Stanley | |||
| Morgan Stanley International Holdings Inc. | |||
| MS Equity Financing Services (Luxembourg) S.A. | |||
| Morgan Stanley | |||
| Morgan Stanley Capital Management, LLC | |||
| Morgan Stanley Domestic Holdings, Inc. | |||
| Morgan Stanley Smith Barney Holdings LLC | |||
| Morgan Stanley Smith Barney LLC |
This announcement is distributed by NASDAQ OMX Corporate Solutions on behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: ADVA Optical Networking SE via Globenewswire
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: ADVA Optical Networking SE via Globenewswire
HUG#2029088
Source(s) : ADVA Optical Networking SE
